Whether you're a finance director managing AML obligations, or a bookkeeper worried about MTD deadlines – ComplianceIQ covers your team.
Works across every industry. Add finance compliance to any ComplianceIQ plan.
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15
Compliance requirements tracked
Expert
AI prompts crafted for finance
Trained
Across UK finance legislation
The key legislation and regulations our AI knowledge base tracks for finance.
Core AML framework covering customer due diligence, ongoing monitoring, risk assessments, and record-keeping obligations.
Criminal offences of money laundering, requirement to make Suspicious Activity Reports (SARs), and tipping off provisions.
Terrorist financing offences, disclosure obligations, and the interface with AML suspicious reporting.
Post-Brexit sanctions framework, beneficial ownership registers for overseas entities, and enforcement powers.
Failure to prevent fraud offence, Companies House reforms, and enhanced information sharing between regulated entities.
Joint Money Laundering Steering Group sector guidance on CDD, enhanced due diligence, and risk-based approach.
FCA expectations for firms on anti-money laundering systems and controls, including transaction monitoring.
Have another regulation you need to track against? Let us know — we're always expanding our coverage.
Six AI-powered capabilities tailored for finance compliance.
Ask about CDD requirements, PEP screening, SAR filing, or beneficial ownership checks. Get cited regulatory answers.
Upload your AML manual, CDD procedures, and risk assessments. We flag gaps against MLR 2017 and JMLSG guidance.
Generate firm-wide and customer-level risk assessments using the templates prescribed by your supervisory body.
Track HMRC and FCA AML supervisory notices, NCA suspicious reporting updates, and sanctions list changes.
Monitor CDD completion rates, overdue reviews, SAR filing status, and staff training records at a glance.
Upload firm-specific procedures so the AI references them alongside regulatory requirements during queries.
Every plan includes the full platform. 7-day free trial. No credit card required.
ComplianceIQ for Finance starts from £249/mo
All sector-specific compliance intelligence included in every plan.
No account needed. Instant results.
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