FCA Consumer Duty is reshaping financial services compliance. Are your processes, products, and communications meeting the new standard?
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16
Compliance requirements tracked
Expert
AI prompts crafted for financial services
Trained
Across UK financial services legislation
The key legislation and regulations our AI knowledge base tracks for financial services.
Primary legislation governing financial regulation, FCA authorisation, and market conduct.
Requires firms to deliver good outcomes for retail customers across products, pricing, communications, and support.
Individual accountability framework for senior managers with prescribed responsibilities and conduct rules.
AML/CTF obligations including CDD, ongoing monitoring, SAR reporting, and risk-based approach.
Conduct of business rules, client money protection, and complaints handling requirements.
Authorisation, conduct, and liability rules for payment service providers.
Requirements for important business services, impact tolerances, and self-assessment.
Have another regulation you need to track against? Let us know — we're always expanding our coverage.
Six AI-powered capabilities tailored for financial services compliance.
Ask about FCA requirements, Consumer Duty, SMCR obligations, or CASS rules. Get expert answers grounded in the FCA Handbook.
Upload your compliance policies, terms of business, and client agreements. Get a severity-rated report against FCA requirements.
Generate compliant policies, client agreements, financial promotions compliance checklists, and board reports.
Track FCA policy statements, consultation papers, Dear CEO letters, and enforcement actions relevant to your permissions.
Monitor your FCA compliance across threshold conditions, conduct rules, and reporting obligations.
Upload your compliance monitoring reports, risk assessments, and internal policies for AI-powered cross-referencing.
Every plan includes the full platform. 7-day free trial. No credit card required.
ComplianceIQ for Financial Services starts from £249/mo
All sector-specific compliance intelligence included in every plan.
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